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Securities and Exchange Commission
Office of Inspector General
100 F Street,
NE
Washington, DC 20549-2736
June 4, 2010 Dear Mr. Kotz, It has now been over a year since
I made you and Mr. Khuzami aware of the AXA/MONY PricewaterhouseCoopers accounting fraud and Ponzi. As near as I can
tell, you have not taken any action with regards to this complaint. From news reports I have noted that several of the individuals
that were involved have been promoted and received new jobs with the very companies that they were supposed to oversee. Should
I just opine that you and Mr. Khuzami and Chairman Schapiro have in fact decided to take the politically correct position
and continue to ignore the longest running Ponzi in American history? Surly you have a reason for your lack of action in not
protecting the public. This is not an old issue, it is an ongoing Ponzi and I would like to have an answer. My
children have a right to know where their $5,000,000 went! I am preparing to update the information
on my web sites that are mentioned in the attached letter to Chairman Schapiro. I do not want to interfere with any
investigation work that you actually have in process with regard to this matter and request that you respond ASAP to this
request for an explanation. Respectfully, R. Dale Abshire 2606
Twelve Oaks Lane Colleyville, TX 76034 Chairman Mary L. Schapiro Securities
and Exchange Commission
January 27, 2009 Washington, DC Dear Chairman Schapiro: Enclosed are copies of communications
with Rep. Paul Kanjorski concerning the Securities and Exchange Commission and the referral to the "Subcommittee
on Capital Markets, Insurance and Government Sponsored Enterprises". In light of President
Obama's Executive Order on FOIA I wanted to give the SEC another opportunity to comply with my previous requests. Can you
help expedite this matter? The following SEC employees have been involved and have the records of my request back
to 2002... Frank Henderson, Tina Churchman, Gloria Smith-Hill and Ronnye L. Hall. The records existed when I first requested
them.... if they no longer exist then I want to know who gave the order to destroy them and why! I would also like
to know if you can help me with the rescission of the guaranteed retirement plan (GRP) policies
that I purchased from MONY. MONY sold the policies as solid safe investments and claimed to be using 7 to 71/2% rates of return
on solid assets. New York Attorney General Eliot Spitzer and Connecticut AG Blumenthal found the policies to be illustrating
double digit returns and fraudulent. A review of the audits of the company show that the double digit returns were being illustrated
on non-existent assets and officers of the company were looting policyholder equity via a Secret Phantom Stock
Plan and out and out theft. My PONZI policies and the SEC's inability to produce an accurate, concise and properly
opined financial statement for MONY for anytime in the last 25 years speaks directly to the cause of the current economic
situation.
Please so not hesitate to contact me at 817 310-0153 or email at RAbshire@aol.com. Respectfully, R. Dale Abshire 2606 Twelve Oaks Lane Colleyville, TX 76034 NEWS FLASH... Bellar
& Prezioso are leaving SEC.....Corruption Lackey Richards leaves for her 30 pieces of silver at PricewaterhouseCoopers!
Beller and Prezioso both willingly entered into a criminal conspiracy to cover-up and conceal MONY's fraudulent financial
statements and aided in the continuation of a "fraud on the public." Their integrity level is somewhere less than
that of a common pedophile!
Additional details @ http://www.SpitzerAG.com/
Subj: Congratulations to Giovanni
P. Prezioso!
Date: 04/07/2002 2:31:36 PM Central Daylight Time
From: RAbshire
To: PreziosoG@cgsh.com
Giovanni P. Prezioso
Cleary, Gottlieb, Steen & Hamilton
Washington, D.C.
Dear Mr. Prezioso:
Congratulations on your appointment as General Counsel of the United States Securities and Exchange Commission. From
the Cleary, Gottlieb, Steen & Hamilton web site I noticed that you received a J.D. degree, magna cum laude, from Harvard
Law School in 1982 and appear to have been quite successful and well respected in the legal community and well suited to the
position.
As a member of the insurance and securities industry for over 30 years, I commend you for taking on the
job of restoring integrity and honesty to the ranks of the SEC. As you may already know, the many years of corruption and
dishonesty within the SEC ranks have placed the "confidence in the U.S. and global securities markets" at risk.
As an example I offer the attached and ask your help in obtaining an accurate and properly opined financial statement for
my insurance company. According to the sworn affidavit of R. Larry Johnson CPA, MONY's financial statements were fraudulent
when you achieved the above mentioned J.D. in 1982!
Thank you in advance and good luck in your new position.
Respectfully,
R. Dale Abshire
4316 Pembrooke Pkwy N.
Colleyville, TX 76034 817 267-2020
_______________________________________________________
Subj: Possible Conflict
Date: 02/11/2004
To: Bellera@sec.gov
CC: antigone.simmons@sec.state.ma.us,
StaceyC@sec.gov
Mr. Alan Beller, Director
Securities and Exchange Commission
Division of Corporation
Finance
450 Fifth Street, N.W.
Washington, DC 20549
Dear Mr. Beller:
On numerous occasions
I have copied you concerning the FRAUDULENT FINANCIAL STATEMENTS of MONY and the SEC's part in knowingly allowing the company
to be taken public with those statements. You have never responded and now I read that you or other SEC personell have been
consulting with lawyers for MONY in an effort to assist the MONY/AXA merger in an obvious attempt to bury this massive fraud.
Considering the FACT that you and the SEC can't produce an accurate and properly opined financial statement for MONY
for over 20 years it would be inappropriate for you to reply to Judge Richard J. Howell's request for a "friend of the
court" letter without explaining the criminal actions of the SEC personell in allowing Goldman Sachs, Dewey Ballantine,
PricewaterhouseCoopers and others to IPO a looted insurance company.
You are "conflicted" in this matter!
Respectfully,
R. Dale Abshire
3308 Pin Oak Ln.
Bedford, Texas 76021 817 267-2020
William Francis Galvin
Secretary of the Commonwealth
State House, Room 337
Boston, MA 02133
Dear Mr. Galvin:
Neither you nor anyone else in your state can produce an accurate, concise and properly
opined financial statement for MONY for 20 years. The same applies to their Enterprise Funds. According to Mr. Anthony M.
DiPaolo, Deputy Chief of Investigations for the Massachusetts Insurance Fraud Bureau, MONY may in fact be the largest insurance
fraud case in American history. After he and the Bureau reviewed the documents and records he stated that they could not understand
how the insurance and securities regulators could have let it go on for so long. Shortly after his statements his files were
removed and the case was transferred to another governmental agency for burial.
According to the sworn affidavit
of "Bush Team" endorsed CPA, R. Larry Johnson, MONY first started cooking their books in 1982. Coopers & Lybrand
/ PricewaterhouseCoopers has issued unqualified opinions falsely claiming to be independent on financial statements with hundreds
of millions of dollars in illegal transactions. MONY's Chairman, Michael I. Roth, is a former Coopers & Lybrand partner.
Mr. Johnson, whose affidavit detailing more than $600,000,000 in illegal transactions is available @ http://monybush.com/LarryJohnson.html.
He was unaware of the Florida Department of Insurance letter to Mr. Roth at the time of his affidavit and did not know of
the outside financial dealings between MONY and Coopers & Lybrand that violated the auditor independence rules. The Florida
letter detailing more than a billion dollars in mistakes in the surplus accounts is available at http://www.MONYBUSH.com/
During 1998 PricewaterhouseCoopers used the fraudulent financials to take MONY public with the blessing of the
SEC's Northeastern Regional Director, Carmen J. Lawrence. Ms. Lawrence was then rewarded with the position of Copartner to
Harvey Pitt at Fried, Frank, Harris, Shriver & Jacobson. Mr. Pitt was then appointed Chairman of the Securities and Exchange
Commission by President Bush. Mr. Pitt and his minions at the SEC then refused to answer FOIA requests to protect PWC over
their illegal dealings with MONY. See Public Company Accounting Oversight Board letter for details @ id2.html.
Additional
information about corruption at the Securities & Exchange Commission and the Grand Jury Letter to Governor G. W. Bush
is available @ http://www.MONYINTERNATIONAL.com/ and http://www.MONYBUSH.com/
http://www.MONYSUCKS.com/.
Can
you help me obtain an accurate, concise and properly opined financial statement for MONY prior to the AXA Financial takeover.
I am a policyholder, a family member of a shareholder and have suffered several million dollars in losses as a result of this
fraud. I only want what the law says I am entitled to receive.
I have held securities and life insurance licenses
for over 30 years in Texas and make this report of fraud to you as mandated by Article 1.10d of the Texas Insurance Code.
Please feel free to contact me at 817 267-2020 with any questions.
Respectfully,
R. Dale Abshire
3308 Pin Oak Lane
Bedford, Texas 76021
___________________________________________________________________________________________________
Subj: PricewaterhouseCoopers / MONY conflict
Date: 09/18/2003 10:01:54 AM Central Standard Time
From:
RAbshire
To: Richard.Silver@axa-financial.com
CC: CutlerS@sec.gov, CarlinW@sec.gov, RashkoverB@sec.gov, foia/pa@sec.gov
Richard Silver
General Counsel
AXA Financial Inc.
Dear Mr. Silver:
As a MONY policyholder
and a member of the insurance and securities industry for over 30 years I want to make you aware of a serious "CONFLICT"
by PricewaterhouseCoopers with regard to the MONY transaction. As you are aware PWC represents itself as the independent auditor
for both MONY and AXA. The opinion letters issued by PWC and filed with MONY's financial statements are false!
For
brevitys sake I have posted the information concerning MONY's fraudulent financial statements and the looting of the company
on the following web sites:
http://www.PWCSUCKS.com/ http://www.MONYBUSH.com/ http://www.MONYINTERNATIONAL.com/
http://www.TAMUEX.com/ http://MONYSUCKS.com/
You may want to bring this matter to the attention of the AXA
Board of Directors before diving into this cesspool of filth and corruption.
Please feel free to contact me with
any questions or document requests.
R. Dale Abshire
3308 Pin Oak Ln.
Bedford, Tx 76021 817 267-2020
_______________________________________________________________________________________________
Subj: att:
William J. McDonough
Date: 04/29/2003
To: info@pcaobus.org
CC: CutlerS@sec.gov, CarlinW@sec.gov, RashkoverB@sec.gov,
foia/pa@sec.gov
William J. McDonough, Chairman
Public Company Accounting Oversight Board
1666
K Street, NW
Washington, DC 20006-2803
Dear Mr. McDonough:
As a 30+ year member of the insurance
and securities industry I was pleased to see your appointment as Chair of the PCAOB and applaud your willingness to accept
the job of cleaning up the accounting industry. Restoring consumer confidence in our markets and the folks that regulate it
are a most important factor in restarting the economy.
I would like to call your attention to a matter involving
PricewaterhouseCoopers and the fraudulent financial statements of MONY Group, Inc. and ask your help in obtaining information
that the SEC has refused under Freedom of Information. I am a former 19 yr employee that successfully sued MONY in the early
90s over my termination. As a result of discovery in that case I became aware of serious criminal acts by MONY's Senior Officers
and BoD members. I obtained a copy of an N.A.I.C. examination of the company that revealed over $600,000,000 in illegal transactions
on their financial statements. I later obtained a copy of an investigation by the Florida Department of Insurance that revealed
a $1.3 billion discrepancy in the surplus account. I also obtained a copy of the "Secret Phantom Stock Plan" that
paid 10s of millions of dollars to officers of the company as a result of the false claims on the financial statements. Those
false statements were also used to illustrate dividends on the ponzi contracts that were sold to the public as "investment
grade" life insurance contracts.
According to the sworn affidavit of "Bush Team" endorsed CPA, R.
Larry Johnson, MONY first started cooking their books in 1982. Coopers & Lybrand / PricewaterhouseCoopers has issued unqualified
opinions falsely claiming to be independent on financial statements with hundreds of millions of dollars in illegal transactions.
MONY's Chairman, Michael I. Roth, is a former Coopers & Lybrand partner. Mr. Johnson, whose affidavit is available on
the http://www.PWCSUCKS.com/ site, was unaware of the Florida Department of Insurance letter to Mr. Roth at the time of his
affidavit and did not know of the outside financial dealings between MONY and Coopers & Lybrand that violated the auditor
independence rules.
Prior to MONY's IPO in November of 1998 the SEC first confirmed (Joseph Dimaria) that MONY
had filed fraudulent financial statements with the SEC and then denied that they ever filed any statements with the SEC (Carmen
J. Lawrence). MONY has filed with the SEC since at least the early 70s! You may read the SEC letters on the http://www.MONYINTERNATIONAL.com/
site along with the WSJ article that was written after MONY's IPO. The SEC claimed they were investigating MONY and couldn't
talk about it. Three years later they admitted that there had never been an investigation and now refuses to answer FOI requests.
Attached below are copies of a couple of FOI requests that the SEC has refused to answer. Can you help me obtain
these documents along with a copy of an accurate financial statement that contains the opinion of an independent accountant?
Your help will be greatly appreciated. Please do not hesitate to contact me at 817 267-2020 if you have any questions
or need documentation.
Respectfully,
R. Dale Abshire
3308 Pin Oak Ln.
Bedford, Texas 76021
__________________________________________________________________________________________________
Subj: FOI
Request / PWC
Date: 07/17/2002
To: CarlinW@sec.gov, RashkoverB@sec.gov
Wayne Carlin
Northeastern
Regional Director
Securities & Exchange Commission
To:Wayne M. Carlin
Barry W. Rashkover
Dear Sir:
Today I spoke with Barry W. Rashkover about the 14 companies that were not identified in the
SEC news release about PWC. He refused to identify the companies. I am assuming that this is a ploy to hide MONY's fraudulent
financials generated by PWC that the SEC allowed to be used in their IPO.
Under Freedom of Information I request
the names of the 14 companies that were not named in the PWC action by the SEC listed below.
"In the Matter
of PricewaterhouseCoopers LLP, and PricewaterhouseCoopers Securities LLC, Exchange Act Release No. 46216 (July 17, 2002) http://www.sec.gov/news/press/2002-105.htm"
"The SEC's order finds that, by virtue of PwC's independence violations, the firm caused 16 PwC public audit
clients to file financial statements with the SEC that did not comply with the reporting provisions of the federal securities
laws."
RAbshire@AOL.com
4316 Pembrooke Pkwy N.
Colleyville, Tx 76034
The SEC refused to identify
the 14 companies that PWC took public with fraudulent financial statements!
Subj: www.PWCSUCKS.com
Date:
06/22/2002 2:08:34 PM Central Daylight Time
From: RAbshire
To: CarlinW@sec.gov
Wayne Carlin
Northeastern
Regional Director
Securities & Exchange Commission
Dear Mr. Carlin:
As I am sure you are aware,
your predecessor Ms. Carmen J. Lawrence and a number of her minions participated in the MONY cabal. I recently spoke with
former SEC attorney Gary Langan Goodenow and asked him to review the http://www.MONYINTERNATIONAL.com/ site with emphasis
on the Lawrence letter responding to my request of Mr. Levitt. He has referred to the letter as "damning" and has
also agreed that PWC is not independent with regard to MONY's financial statements.
I also call your attention
to the WSJ article on the www.MONYINTERNATIONAL.com site that references an alleged investigation by the SEC. I have confirmed
via FOI that there was never any investigation and that Ms. Dorothy Heyl now claims her files were lost in the 911 disaster.
It was Ms. Heyl who contacted me after Mike Schroeder went to the SEC with the Lawrence letter and the other documents that
I gave him. I personally find Ms. Heyl's use of the 911 disaster to hide criminal conduct to be disgusting at best.
I have now put up the http://www.PWCSUCKS.com/ site and wanted to make you aware of it's content. I will be updating it
on a regular basis going forward. You may want to review my other sites @
www.MONYBUSH.com www.MONYSUCKS.com www.TAMUEX.com
If after reviewing the above sites you find any information that is incorrect or you disagree with I request that
you contact me ASAP so that I can make the appropriate corrections otherwise I will assume that you and the SEC are in full
agreement with the content. You should also consider this as a report of fraud and other criminal activity submitted under
whistle blower and state insurance law statutes.
Respectfully,
R. Dale Abshire
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